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Daniel Crossin Burns

Smbc Nikko Securities America, Inc.

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About Daniel Crossin Burns

Daniel Crossin Burns is a securities professional with over 5 years of experience in the financial services industry. Daniel has held positions at Scotia Capital (USA) Inc., E D & F Man Capital Markets Inc. and currently at Smbc Nikko Securities America, Inc. Daniel holds the Series 7TO, SIE, and Series 99 licenses.

Firm Information

Daniel Burns is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Burns’s Registration & Firm History

NY

02/02/2024 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

09/05/2019 - 06/22/2022

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

NY

08/09/2017 - 09/06/2019

E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/25/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/09/2017

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Daniel Crossin Burns.
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