Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Crockett is a financial advisor with over 24 years of experience in the financial services industry. Daniel is registered to provide investment advice in Kentucky and Texas through Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo Clearing Services, LLC, Daniel worked at J.P. MORGAN SECURITIES LLC, FIFTH THIRD SECURITIES, INC., AMERIPRISE FINANCIAL SERVICES, INC., PRUCO SECURITIES CORPORATION, and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Daniel holds Series 7, 24, 63, and 66 licenses and specializes in retirement planning, education planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
09/09/2022 - Present
Wells Fargo Clearing Services, LLC (LEXINGTON KY)
KY
01/02/2013 - 10/05/2022
J.P. MORGAN SECURITIES LLC (LEXINGTON KY)
KY
05/17/2007 - 12/06/2012
FIFTH THIRD SECURITIES, INC. (LEXINGTON KY)
KY
02/05/2003 - 05/02/2007
AMERIPRISE FINANCIAL SERVICES, INC. (LEXINGTON KY)
MN
02/05/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
06/12/2002 - 01/14/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
01/01/1998 - 04/24/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/01/1998 - 04/24/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/23/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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