Unclaimed
Daniel Crandon Leahy is a financial professional with over 10 years of experience in the industry. Daniel is currently registered with Natwest Markets Securities Inc. and is licensed in all 50 states. Daniel has previously worked at Jefferies LLC and MFS Fund Distributors, Inc. Daniel holds Series 6, 7, and 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/26/2022 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
MA
06/03/2016 - 05/11/2022
JEFFERIES LLC (BOSTON MA)
MA
03/02/2012 - 05/25/2016
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 10/12/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/01/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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