linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Daniel Craig Wice

THE Leaders Group, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Daniel? Claim Your Profile

About Daniel Craig Wice

Daniel Craig Wice has been in the financial industry since 1995. Daniel is currently registered with The Leaders Group, Inc. in Littleton, Colorado. Previously, Daniel was registered with LPL Financial LLC in Fairfield, Connecticut; PRUCO SECURITIES, LLC. in Edison, New Jersey; Prudential Annuities Distributors, Inc in Shelton, Connecticut; John Hancock Distributors LLC in Boston, Massachusetts; and Manulife Wood Logan, Inc. in Stamford, Connecticut. Daniel holds Series 6, 26, 63 and 65 securities licenses as well as the SIE exam. Daniel is currently licensed in California, Connecticut and New York.

Firm Information

Daniel Wice is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Daniel Wice’s Registration & Firm History

CO

04/05/2022 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CT

08/16/2012 - 09/11/2021

LPL FINANCIAL LLC (FAIRFIELD CT)

NJ

10/02/2009 - 07/20/2012

PRUCO SECURITIES, LLC. (EDISON NJ)

CT

03/21/2005 - 10/05/2009

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

MA

01/01/2002 - 03/08/2005

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

CT

12/01/1994 - 01/01/2002

MANULIFE WOOD LOGAN, INC. (STAMFORD CT)

Not sure if Daniel Craig Wice is right for you?

Licenses & Designations

IA

Issued 02/16/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/24/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/16/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Daniel Craig Wice. Review regulatory record here.
Not sure if Daniel Craig Wice is right for you?