Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel McBroom is a financial advisor with Capstone Partners, located in Denver, Colorado. Daniel has been in the industry since April 21, 2009, and has a strong background in investment banking, securities, and commodities. Daniel has passed the Series 3, 7, 63, 66, and 79 exams, demonstrating expertise in various financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/16/2018 - Present
Capstone Partners (Denver CO)
CO
08/29/2011 - 11/14/2018
HEADWATERS BD, LLC (DENVER CO)
NY
07/31/2007 - 03/05/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/24/2006 - 07/25/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 10/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/05/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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