Unclaimed
Daniel Briggs has been in the financial services industry since October 1988 and is currently registered with Natixis Securities Americas LLC. Daniel has Series 7, 27, and 99TO licenses. He is a FINRA registered representative and has been actively involved in the industry for over 30 years. Previously, Daniel held positions with SG Cowen Securities Corporation, Socgen-Crosby Securities Inc., and Commerzbank Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/28/2000 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
09/08/1997 - 07/27/1999
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NA
09/27/1994 - 01/13/1998
SOCGEN-CROSBY SECURITIES INC.
NY
06/28/1990 - 06/09/1994
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
08/27/1987 - 04/27/1990
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BC
Issued 09/24/1994
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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