Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Correa III is a financial advisor with Wells Fargo Clearing Services, LLC. He is based in Anaheim, California. Daniel is registered with the state of California as a broker-dealer and an investment advisor representative. He has been in the financial services industry for over 20 years, having worked previously at Morgan Stanley. Daniel has a range of experience with clients including high-net-worth individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/18/2020 - Present
Wells Fargo Clearing Services, LLC (ANAHEIM CA)
CA
06/01/2009 - 06/23/2020
MORGAN STANLEY (NEWPORT BEACH CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SANTA ANA CA)
CA
06/12/2001 - 04/02/2007
MORGAN STANLEY DW INC. (SANTA ANA CA)
CA
02/26/2001 - 06/27/2001
WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)
IA
Issued 04/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 02/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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