Unclaimed
Daniel Cooper is a financial advisor with Transamerica Capital, Inc. Daniel has been in the financial services industry since 2013 and holds licenses for Series 6, 7, 63, and SIE. Daniel is registered in 10 states: Alabama, Colorado, Florida, Georgia, North Carolina, Pennsylvania, Puerto Rico, Tennessee, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/27/2021 - Present
Transamerica Capital, Inc. (DENVER CO)
CO
10/03/2014 - 05/08/2017
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
11/20/2013 - 09/26/2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
BC
Issued 08/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/20/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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