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Daniel Constantine

State Street Global Markets, LLC

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About Daniel Constantine

Daniel Constantine is a securities professional with over 10 years of experience in the industry. Daniel currently works as a registered representative at State Street Global Markets, LLC, a firm with a broad reach across the United States. Daniel's previous experience includes a role at State Street Global Advisors Funds Distributors, LLC. Daniel holds a variety of licenses including Series 3, 7, 24 and 63.

Firm Information

Daniel Constantine is currently registered with State Street Global Markets, LLC. State Street Global Markets, LLC is a Limited Liability Company formed in 2016 and approved in 53 states and the District of Columbia, including SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Constantine’s Registration & Firm History

MA

05/01/2017 - Present

State Street Global Markets, LLC (BOSTON MA)

MA

03/20/2012 - 05/01/2017

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 03/30/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/02/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2016

Series 3 - National Commodity Futures Examination

BC

Issued 03/19/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Daniel Constantine.
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