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Daniel Connor Shea

Btig, LLC

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About Daniel Connor Shea

Daniel Connor Shea is a registered representative with btig, llc. Daniel has been in the industry since January 7, 2008 and has worked for several firms, including LAMPERT CAPITAL MARKETS INC., ARMORY SECURITIES, LLC, CANACCORD GENUITY INC., CRT CAPITAL GROUP LLC, JANNEY MONTGOMERY SCOTT LLC, and RABO SECURITIES USA, INC. Daniel is currently registered with FINRA and holds Series 7, SIE and Series 79TO licenses. Daniel is also registered in all 50 states and the District of Columbia.

Firm Information

Daniel Shea is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Shea’s Registration & Firm History

NY

08/01/2019 - Present

Btig, LLC (New York NY)

NY

11/20/2018 - 08/08/2019

LAMPERT CAPITAL MARKETS INC. (New York NY)

CA

01/24/2018 - 01/02/2019

ARMORY SECURITIES, LLC (EL SEGUNDO CA)

NY

07/13/2016 - 10/04/2017

CANACCORD GENUITY INC. (NEW YORK NY)

CT

05/05/2015 - 06/30/2016

CRT CAPITAL GROUP LLC (STAMFORD CT)

NY

04/09/2010 - 04/22/2015

JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)

NY

08/04/2008 - 04/22/2010

RABO SECURITIES USA, INC. (NEW YORK NY)

CT

04/18/2007 - 03/27/2008

THE SILVERFERN GROUP, INC. (GREENWICH CT)

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Licenses & Designations

BC

Issued 06/04/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Connor Shea.
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