Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Jones is a registered investment advisor and has been in the financial industry since 1989. Daniel is currently registered with Raymond James & Associates, Inc. in Pennsylvania and Texas and has held previous registrations with Janney Montgomery Scott LLC and Paine Webber Incorporated. Daniel is a licensed Series 7, Series 9, Series 10, Series 31, Series 63, and Series 65 representative. Daniel specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/18/2016 - Present
Raymond James & Associates, Inc. (JENKINTOWN PA)
PA
03/15/1996 - 04/03/2001
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NJ
01/08/1991 - 03/15/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
06/18/1983 - 08/13/1984
JANNEY MONTGOMERY SCOTT INC.
IA
Issued 01/05/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/20/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Daniel Jones is the right advisor for you? Invested Better is here to help.
