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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Colgan Riley is a financial advisor with over 10 years of experience in the industry. Daniel is registered with Stifel, Nicolaus & Company, Inc. and has previously worked at PNC INVESTMENTS, TD AMERITRADE, INC. and MORGAN STANLEY SMITH BARNEY. Daniel holds the Series 7, Series 31, and Series 66 securities licenses. Daniel is also a Certified Financial Planner. Daniel specializes in working with individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/12/2021 - Present
Stifel, Nicolaus & Company, Inc. (PITTSBURGH PA)
PA
09/10/2013 - 09/26/2018
PNC INVESTMENTS (CORAOPOLIS PA)
PA
12/10/2012 - 08/20/2013
TD AMERITRADE, INC. (PITTSBURGH PA)
PA
10/05/2011 - 08/01/2012
MORGAN STANLEY SMITH BARNEY (PITTSBURGH PA)
BOTH
Issued 11/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 10/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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