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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Clinton Smith is a financial advisor with over 20 years of experience in the industry. Daniel is currently registered with Arete Wealth Advisors, LLC, and has been with the firm since February 2018. Daniel's previous experience includes positions with Central States Capital Markets, LLC, Broker Dealer Financial Services Corp., MML Investors Services, LLC, American Equity Capital, Inc., and Ruan Securities Corporation. Daniel holds a variety of licenses and certifications, including the Series 63, Series 24, Series 27, Series 99TO, SIE, and Series 7. Daniel specializes in providing financial planning, pension consulting, and portfolio management services for individuals, businesses, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
IA
09/21/2018 - Present
Arete Wealth Advisors, LLC (West Des Moines IA)
KS
06/01/2018 - 01/30/2020
CENTRAL STATES CAPITAL MARKETS, LLC (PRAIRIE VILLAGE KS)
IA
10/31/2013 - 09/29/2017
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
IA
06/07/2011 - 10/23/2013
MML INVESTORS SERVICES, LLC (WEST DES MOINES IA)
IA
04/28/2009 - 01/03/2011
AMERICAN EQUITY CAPITAL, INC. (WEST DES MOINES IA)
IA
09/10/1997 - 05/19/2009
RUAN SECURITIES CORPORATION (DES MOINES IA)
BC
Issued 11/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2009
Series 24 - General Securities Principal Examination
BC
Issued 09/22/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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