Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Cleaves is a financial advisor with over 30 years of experience in the industry. Daniel currently works at Dealerweb Inc. and is registered with FINRA and the state of New York. Daniel holds several licenses and designations, including Series 3, 7, 24, 63, 99, and SIE. Daniel was previously affiliated with Execution Access, LLC, BrokerTec Americas LLC, and Liberty Brokerage Inc. Daniel's areas of expertise include securities, commodities, and operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/04/2021 - Present
Dealerweb Inc. (JERSEY CITY NJ)
NY
07/19/2021 - 11/28/2022
EXECUTION ACCESS, LLC (NEW YORK NY)
NY
04/19/2000 - 01/05/2021
BROKERTEC AMERICAS LLC (New York NY)
NJ
04/14/1988 - 03/01/2000
LIBERTY BROKERAGE INC. (JERSEY CITY NJ)
BC
Issued 11/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 11/30/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1998
Series 3 - National Commodity Futures Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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