Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Roseveare is a financial advisor with Oppenheimer & Co. Inc. Daniel has been working in the financial industry since 1998. Daniel previously worked at Piper Jaffray & Co., Bear, Stearns & Co. Inc., First Southwest Company, and First Interstate Investments, Inc. Daniel is registered with FINRA and holds the Series 7, 52, 53, 63 and SIE licenses. Daniel has a vast knowledge of financial instruments and strategies, and is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
08/22/2012 - Present
Oppenheimer & Co. Inc. (DALLAS TX)
TX
10/09/2007 - 08/25/2012
PIPER JAFFRAY & CO. (DALLAS TX)
TX
12/21/2005 - 10/11/2007
BEAR, STEARNS & CO. INC. (DALLAS TX)
TX
05/17/1998 - 09/29/2005
FIRST SOUTHWEST COMPANY (DALLAS TX)
NA
01/19/1996 - 06/28/1996
FIRST INTERSTATE INVESTMENTS,INC.
BC
Issued 04/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/17/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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