Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Christopher Penn is a registered representative with Deutsche Bank Securities Inc. with over 13 years of experience in the industry. Daniel has a strong background in securities and investment banking, having previously worked as a registered representative for AXA ADVISORS, LLC. Daniel has a broad range of experience in the securities industry, having passed a variety of exams including Series 63, Series 66, Series 7, Series 79, and Series 24. Daniel is currently registered in 53 states, and holds FINRA and SRO registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
11/24/2011 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
03/26/2004 - 08/24/2004
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 08/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/05/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2020
Series 24 - General Securities Principal Examination
BC
Issued 05/24/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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