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Daniel Christopher Miles

Franklin Distributors, LLC

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About Daniel Christopher Miles

Daniel Christopher Miles is a financial professional with over 12 years of experience in the industry. Daniel is currently registered with Franklin Distributors, LLC and holds several licenses including Series 7, Series 63, Series 65, and Series 66. Daniel has previously held positions with Foresters Financial Services, Inc., PIMCO Investments LLC, Allianz Global Investors Distributors LLC, and Charles Schwab & Co., Inc. Daniel has a strong track record of providing financial guidance and investment solutions to clients.

Firm Information

Daniel Miles is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Miles’s Registration & Firm History

CT

01/30/2023 - Present

Franklin Distributors, LLC (STAMFORD CT)

NJ

05/26/2016 - 05/31/2018

FORESTERS FINANCIAL SERVICES, INC. (EDISON NJ)

NY

02/14/2011 - 08/21/2015

PIMCO INVESTMENTS LLC (NEW YORK NY)

NY

01/21/2011 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

AZ

11/04/2009 - 01/12/2011

CHARLES SCHWAB & CO., INC. (PHOENIX AZ)

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Licenses & Designations

BC

Issued 03/13/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/21/2018

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 03/03/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/28/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/31/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Christopher Miles.
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