Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Christopher Exum is a registered representative with Principal Advised Services. Daniel has been in the financial industry since August 7, 2022. Daniel is registered with the state of Illinois and several other states. Daniel is a licensed agent with Principal Securities, Inc. Daniel has a Series 63, Series 7TO, Series 6TO and SIE license. Daniel offers a range of investment advisory services including portfolio management for individuals. Daniel is based out of the O Fallon, Illinois office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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IL
10/15/2024 - Present
Principal Advised Services (O FALLON IL)
BC
Issued 09/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/08/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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