Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Giddens is an active investment advisor representative with Osaic Wealth, Inc. Daniel has been working in the financial services industry since 1986. Daniel holds the Series 63, 65, 7, 24 and SIE licenses and is registered with the FINRA and 15 states. Daniel is a financial advisor with a broad range of experience. Daniel's previous experience includes roles at Securities America, Inc., KMS Financial Services, Inc., and Grant Williams L.P. Daniel has experience providing financial planning services, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
06/14/2024 - Present
Osaic Wealth, Inc. (MT. VERNON WA)
WA
11/06/2020 - 06/14/2024
SECURITIES AMERICA, INC. (MT. VERNON WA)
WA
04/01/2014 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (MT. VERNON WA)
IL
11/01/2005 - 03/24/2014
GRANT WILLIAMS L.P. (WOODSTOCK IL)
NY
11/16/2004 - 08/26/2005
FIRST FLORIDA SECURITIES, INC. (NEW YORK NY)
MA
02/06/2004 - 11/11/2004
SYMETRA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
01/02/2002 - 02/04/2004
WATERSTONE FINANCIAL GROUP, INC. (BOSTON MA)
NC
04/02/2001 - 01/15/2002
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
MO
11/13/2000 - 03/20/2001
EDWARD JONES (ST. LOUIS MO)
CA
03/17/1997 - 03/24/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
TN
08/01/1996 - 03/24/2000
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CA
02/20/1996 - 08/01/1996
JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)
AZ
12/03/1993 - 12/07/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MO
12/16/1991 - 08/06/1993
FINANCIAL PLANNING CONSULTANTS, INC. (CHESTERFIELD MO)
NY
04/20/1990 - 12/02/1991
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
11/01/1989 - 03/09/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/21/1987 - 10/03/1988
CIS INVESTMENT CORPORATION
NA
01/13/1986 - 09/17/1987
AMERICAN FINANCE GROUP SECURITIES CORP.
NA
11/22/1983 - 12/06/1985
FINANCIAL PLANNING CONSULTANTS, INC.
IA
Issued 01/10/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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