Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Charles Sullivan is a registered representative with Vanguard Marketing Corp. Daniel is licensed to provide investment advice and sell securities in 53 states, as well as the District of Columbia. Daniel has been in the securities industry since January 14, 2012, and has worked at Vanguard Marketing Corp. since August 2, 2018. Daniel has passed the Series 6, 7, and SIE exams and holds a Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
08/02/2018 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
PA
07/19/2002 - 02/03/2009
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 10/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/16/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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