Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Charles Spain is a financial professional with over 4 years of experience in the industry. Daniel is currently registered with MGI Funds Distributors, LLC and holds Series 63, SIE, and Series 6TO licenses. Daniel has previously worked for Mutual of America Securities LLC and Mutual of America Life Insurance Company. Daniel holds a registration with the state of California and Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/09/2023 - Present
MGI Funds Distributors, LLC (Denver CO)
CO
04/12/2019 - 02/06/2023
MUTUAL OF AMERICA SECURITIES LLC (GREENWOOD VILLAGE CO)
CO
04/12/2019 - 11/11/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (GREENWOOD VILLAGE CO)
BC
Issued 04/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2019
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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