Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Charles Southworth is a financial advisor with Arete Wealth Advisors, LLC, a registered investment advisor. Daniel has been in the financial services industry since 2012 and has experience working with high-net-worth individuals, corporations, and pension plans. Daniel is registered in several states, including California, Florida, Georgia, Maryland, Massachusetts, Virginia, and Washington. In addition to his work with Arete Wealth Advisors, LLC, Daniel also serves as the Director of Investment Operations for APEX Pinnacle Investments and Planning. Daniel is dedicated to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
FL
10/12/2022 - Present
Arete Wealth Advisors, LLC (Ponte Vedra Beach FL)
FL
09/20/2019 - 05/19/2020
CETERA ADVISOR NETWORKS LLC (PONTE VEDRA FL)
FL
06/24/2015 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (PONTE VEDRA FL)
FL
08/02/2011 - 05/07/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)
BOTH
Issued 08/29/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Southworth is the right advisor for you? Invested Better is here to help.
