Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Charles Regan is a financial professional with over 20 years of experience in the securities industry. Daniel is currently registered with Next Financial Group, Inc. and has been associated with this firm since November 2012. Daniel has also been affiliated with several other firms in the past including Investors Capital Corp, BANC OF AMERICA INVESTMENT SERVICES, INC, BANCNORTH INVESTMENT GROUP, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP. Daniel is licensed to provide investment advisory services in Massachusetts, Connecticut, New Hampshire, Maine, Florida, Rhode Island, South Carolina, California and Virginia. Daniel specializes in retirement planning, investment management, and financial planning. Daniel is dedicated to providing personalized financial advice to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar/workshop attendance fees
1
2
MA
01/16/2013 - Present
Next Financial Group, Inc. (HAVERHILL MA)
MA
10/16/2009 - 12/07/2012
INVESTORS CAPITAL CORP. (NORTH ANDOVER MA)
MA
11/20/2006 - 10/20/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NORTH READING MA)
MA
03/15/2005 - 12/04/2006
BANCNORTH INVESTMENT GROUP, INC. (NORTH ANDOVER MA)
NY
12/19/2003 - 04/06/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
02/08/2001 - 12/15/2003
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 01/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/07/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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