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Daniel Charles O'Connell

Capital Client Group, Inc.

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About Daniel Charles O'Connell

Daniel Charles O'Connell is an investment advisor representative with Capital Client Group, Inc. Daniel has been in the securities industry since June 19, 2017. Daniel is registered with the state of California. Daniel has previously been employed with Northwestern Mutual Investment Services, LLC, Ameriprise Financial Services, LLC, J.P. Morgan Securities LLC and Morgan Stanley. Daniel holds Series 66, Series 7 and SIE licenses. Daniel has provided financial services to a range of client types including: insurance companies, investment companies, charitable organizations, high net worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high net worth, state or municipal government entities and sovereign wealth funds and foreign official institutions.

Firm Information

Daniel O'Connell is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Daniel O'Connell’s Registration & Firm History

CA

06/01/2023 - Present

Capital Client Group, Inc. (Los Angeles CA)

CA

03/16/2021 - 11/08/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WOODLAND HLS CA)

CA

08/28/2019 - 07/01/2020

AMERIPRISE FINANCIAL SERVICES, LLC (CALABASAS CA)

CA

08/29/2018 - 03/20/2019

J.P. MORGAN SECURITIES LLC (TARZANA CA)

CA

10/01/2015 - 08/14/2018

MORGAN STANLEY (WOODLAND HILLS CA)

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Licenses & Designations

BOTH

Issued 11/05/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Charles O'Connell.
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