Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Charles Ketchum is an investment professional with over 35 years of experience in the financial services industry. Daniel holds a Series 3, 7, 9, 10, 31, 63, and 65 license as well as a SIE designation. Daniel is currently registered with Raymond James Financial Services Advisors, Inc., and specializes in providing financial advice to high-net-worth individuals, corporations, and pension plans. Daniel's previous experience includes positions at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
05/09/2012 - Present
Raymond James Financial Services Advisors, Inc. (SANTA ANA CA)
NJ
02/03/1995 - 08/27/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
08/23/1988 - 02/09/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/21/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 06/27/1992
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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