Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Charles Herron is a financial advisor at Raymond James & Associates, Inc. Daniel has been working in the financial services industry since 1999 and is registered in Iowa, Texas, and other states. Daniel is a Certified Financial Planner (CFP) and provides financial planning, portfolio management, and other services to individuals and businesses. Daniel has held previous positions with WELLS FARGO ADVISORS, LLC, WELLS FARGO INVESTMENTS, LLC, and PRINCOR FINANCIAL SERVICES CORPORATION. Daniel's clients include high-net-worth individuals, corporations, pension plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
01/04/2022 - Present
Raymond James & Associates, Inc. (Clive IA)
IA
01/03/2011 - 06/23/2015
WELLS FARGO ADVISORS, LLC (CLIVE IA)
IA
01/18/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CLIVE IA)
IA
10/16/2001 - 01/18/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
MN
03/30/1999 - 02/14/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/30/1999 - 02/14/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 12/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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