Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Charles Farrell is a registered representative with Franklin Distributors, LLC, a firm based in Boston, MA. Daniel has been in the securities industry since 2003 and holds the Series 7 and Series 63 licenses. Previously, Daniel was associated with RiverSource Distributors, Inc., Ameriprise Financial Services, Inc., and IDS Life Insurance Company. Daniel is currently registered in Massachusetts and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
05/29/2024 - Present
Franklin Distributors, LLC (Boston MA)
MA
01/02/2008 - 11/26/2008
RIVERSOURCE DISTRIBUTORS, INC. (BOSTON MA)
MN
02/02/2004 - 12/31/2007
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
02/02/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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