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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Carter is a financial advisor at CIBC Private Wealth Advisors, Inc. Daniel has over 25 years of experience in the financial services industry. Previously, Daniel worked at UBS Financial Services Inc., Morgan Stanley & Co., Incorporated, and Donaldson, Lufkin & Jenrette Securities Corporation. Daniel is registered as an Investment Advisor Representative in Texas and Louisiana. Daniel holds Series 3, 7 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
02/01/2018 - Present
Cibc Private Wealth Advisors, Inc. (Houston TX)
TX
11/01/2001 - 06/15/2012
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
NY
06/17/1997 - 11/15/2001
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NJ
11/09/1995 - 06/20/1997
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
IA
Issued 02/01/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2012
Series 3 - National Commodity Futures Examination
BC
Issued 11/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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