Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Caffrey is a financial advisor with over 25 years of experience in the financial services industry. He is currently registered with Osaic Wealth, Inc. in Richmond, VA. Daniel specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. He has held previous positions at Cambridge Investment Research, Inc., Next Financial Group, Inc., OneAmerica Securities, Inc., Nationwide Securities, LLC, 1717 Capital Management Company, Allstate Financial Services, LLC, Wachovia Securities, LLC, and MML Investors Services, Inc. Daniel has earned the Certified Financial Planner (CFP) and Chartered Financial Consultant (ChFC) designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
01/24/2025 - Present
Osaic Wealth, Inc. (RICHMOND VA)
VA
11/06/2012 - 12/23/2013
CAMBRIDGE INVESTMENT RESEARCH, INC. (RICHMOND VA)
VA
07/16/2012 - 11/07/2012
NEXT FINANCIAL GROUP, INC. (GLEN ALLEN VA)
VA
10/13/2010 - 07/25/2012
ONEAMERICA SECURITIES, INC. (GLEN ALLEN VA)
VA
08/01/2008 - 09/30/2010
NATIONWIDE SECURITIES, LLC (GLEN ALLEN VA)
VA
10/24/2007 - 08/01/2008
1717 CAPITAL MANAGEMENT COMPANY (RICHMOND VA)
VA
10/29/2004 - 10/22/2007
ALLSTATE FINANCIAL SERVICES, LLC (RICHMOND VA)
MO
07/19/2002 - 10/08/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MA
04/21/1995 - 04/10/2001
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 10/13/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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