Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Bertolet is a financial advisor with over 30 years of experience in the financial services industry. Daniel is currently registered with Wedbush Securities Inc. Prior to that, Daniel was affiliated with Morgan Stanley, Citigroup Global Markets Inc., Morgan Stanley DW Inc., and PaineWebber Incorporated. Daniel holds FINRA Series 3, 7, 9, 10, 31, 63 and 65 licenses as well as the SIE exam. Daniel specializes in providing financial planning, portfolio management, and pension consulting to a wide range of clients, including individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/25/2014 - Present
Wedbush Securities Inc. (SCOTTSDALE AZ)
AZ
06/01/2009 - 11/17/2014
MORGAN STANLEY (SCOTTSDALE AZ)
CA
12/15/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MENLO PARK CA)
NY
08/09/1996 - 12/16/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
07/17/1992 - 08/15/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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