Unclaimed
Daniel Chang is a financial advisor with Apex Clearing Corp. Daniel is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, SIE and Series 7TO licenses. Daniel has been in the industry since December 2019. Daniel is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/05/2020 - Present
Apex Clearing Corp. (DALLAS TX)
TX
12/24/2019 - 03/28/2024
ELECTRONIC TRANSACTION CLEARING, INC. (DALLAS TX)
BC
Issued 02/14/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2019
Series 7TO - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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