Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Carter is a financial advisor with over 20 years of experience in the industry. Daniel currently works with Wells Fargo Advisors Financial Network, LLC, and is registered in 24 states. Daniel has Series 63, 65, and 7 licenses, as well as the SIE exam. Daniel is a Certified Financial Planner and specializes in financial planning, pension consulting, and portfolio management for individuals and businesses. Previously, Daniel worked for Wells Fargo Clearing Services, LLC in Westlake, Ohio and Edward Jones in Bay Village, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/07/2022 - Present
Wells Fargo Advisors Financial Network, LLC (BEACHWOOD OH)
OH
08/16/2012 - 10/07/2022
WELLS FARGO CLEARING SERVICES, LLC (WESTLAKE OH)
OH
08/06/2002 - 08/17/2012
EDWARD JONES (BAY VILLAGE OH)
IA
Issued 04/09/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Daniel Carter is the right advisor for you? Invested Better is here to help.
