Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Carroll is a financial advisor with Cetera Advisors LLC located in Houston, TX. Daniel has been in the industry since December 26, 2016. Prior to joining Cetera Advisors, Daniel worked for MML Investors Services, LLC and Northwestern Mutual Investment Services, LLC. Daniel holds the Series 6, Series 63 and SIE licenses and is registered in Colorado, Illinois, Louisiana, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/24/2021 - Present
Cetera Advisors LLC (HOUSTON TX)
TX
01/10/2020 - 05/25/2021
MML INVESTORS SERVICES, LLC (HOUSTON TX)
TX
11/28/2016 - 12/11/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (THE WOODLANDS TX)
BC
Issued 10/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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