Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Carroll is a financial advisor with Mutual Of America Securities LLC, based in Westchester, Illinois. Daniel has been in the industry since November 15, 2015. Previously, Daniel worked for MUTUAL OF AMERICA LIFE INSURANCE COMPANY, THRIVENT INVESTMENT MANAGEMENT INC., WELLS FARGO ADVISORS, LLC, and METLIFE SECURITIES INC. Daniel holds a Series 7, Series 6, Series 63, and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/07/2018 - Present
Mutual OF America Securities LLC (WESTCHESTER IL)
IL
09/07/2018 - 11/20/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (WESTCHESTER IL)
IL
09/29/2014 - 01/22/2015
THRIVENT INVESTMENT MANAGEMENT INC. (CHICAGO IL)
IL
10/04/2013 - 02/19/2014
WELLS FARGO ADVISORS, LLC (CHICAGO IL)
IL
05/27/2011 - 05/23/2013
METLIFE SECURITIES INC. (DOWNERS GROVE IL)
BC
Issued 09/20/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/09/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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