Unclaimed
Daniel Carpenter is a financial professional with over 7 years of experience in the industry. Daniel is currently registered with Alliancebernstein Investments, Inc. and holds the Series 7, Series 63 and SIE licenses. Daniel's previous experience includes positions at Sanford C. Bernstein & Co., LLC, Alliancebernstein Investments, Inc. and Belle Haven Investments, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/09/2023 - Present
Alliancebernstein Investments, Inc. (NEW YORK NY)
CA
01/30/2019 - 05/09/2023
SANFORD C. BERNSTEIN & CO., LLC (LOS ANGELES CA)
TN
12/10/2018 - 12/15/2022
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
NY
04/11/2016 - 06/29/2018
BELLE HAVEN INVESTMENTS, L.P. (RYE BROOK NY)
BC
Issued 06/27/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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