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Daniel Carlos Lacey

Osaic Wealth, Inc.

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About Daniel Carlos Lacey

Daniel Lacey is a financial advisor at Osaic Wealth, Inc. Daniel has been in the financial industry since December 15, 2000. Daniel is a Registered Representative with FINRA and is registered as an Investment Advisor Representative in 14 states. Daniel holds Series 7 and Series 66 licenses. Daniel is a partner in Kramer Financial, LLC, and is a statutory agent for insurance. Daniel has experience providing tax services, financial planning, and insurance recommendations.

Firm Information

Daniel Lacey is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Lacey’s Registration & Firm History

TX

11/03/2023 - Present

Osaic Wealth, Inc. (AUSTIN TX)

TX

04/07/2005 - 11/03/2023

FSC SECURITIES CORPORATION (AUSTIN TX)

NE

01/07/2003 - 04/01/2005

SECURITIES AMERICA, INC. (LAVISTA NE)

MA

12/11/2000 - 01/09/2003

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

BOTH

Issued 01/02/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/07/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Daniel Carlos Lacey. Review regulatory record here.
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