Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Carl Pascone is an investment advisor representative at LPL Financial LLC. Daniel has been in the financial services industry since February 2007 and has a broad range of experience. Daniel has worked with Woodbury Financial Services, Inc, Transamerica Financial Advisors, Inc, and Prudential Annuities Distributors, Inc. Daniel has several licenses and registrations, including Series 6, Series 63, Series 26, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/19/2022 - Present
LPL Financial LLC (FAIRFIELD CT)
CT
11/25/2020 - 04/26/2022
WOODBURY FINANCIAL SERVICES, INC. (FAIRFIELD CT)
NY
06/08/2017 - 11/30/2020
TRANSAMERICA FINANCIAL ADVISORS, INC (New York NY)
CT
07/14/2006 - 10/27/2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
IA
Issued 06/14/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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