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Daniel Capron Lange

Fidelity Brokerage Services LLC

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About Daniel Capron Lange

Daniel Lange is a financial advisor with Fidelity Brokerage Services LLC. Daniel has been in the financial services industry since February 1, 2017. Daniel has a Series 7, Series 9, and Series 63 license. Daniel is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide financial services in all 50 states and the District of Columbia.

Firm Information

Daniel Lange is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Lange’s Registration & Firm History

KY

02/02/2017 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

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Licenses & Designations

BC

Issued 04/12/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Daniel Capron Lange. Review regulatory record here.
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