Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Brown is a financial advisor who has been in the industry since 2006. Daniel currently works at Stifel, Nicolaus & Company, Inc. Daniel has experience working at other firms including Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, H.D. Vest Investment Services, Wells Fargo Investments, LLC and UBS Financial Services Inc. Daniel holds Series 63, 66, 7, 7TO, SIE and 87 licenses. Daniel also holds the Chartered Financial Analyst designation. Daniel's services include financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/15/2024 - Present
Stifel, Nicolaus & Company, Inc. (ST. LOUIS MO)
MO
10/06/2009 - 11/18/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
08/27/2009 - 11/18/2014
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
TX
07/19/2010 - 10/05/2011
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
CA
06/04/2010 - 01/06/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NJ
09/26/2006 - 04/03/2009
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 08/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/12/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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