Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Brown is a financial advisor at LPL Financial LLC, a firm with a focus on helping individuals and families achieve their financial goals. Daniel has been in the financial services industry since 2002 and is registered to provide financial advice in several states, including Ohio, Florida, Indiana, Kentucky, Massachusetts, North Carolina, Pennsylvania and Tennessee. His previous experience includes working at J.P. Morgan Securities LLC and U.S. Bancorp Investments, Inc. Daniel holds several industry licenses, including Series 7, 6, 63, 66 and 26. Daniel is committed to providing personalized financial advice to help clients reach their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/20/2021 - Present
LPL Financial LLC (CINCINNATI OH)
OH
10/21/2016 - 01/29/2021
J.P. MORGAN SECURITIES LLC (MIDDLETOWN OH)
OH
03/01/2010 - 10/12/2016
U.S. BANCORP INVESTMENTS, INC. (CIRCLEVILLE OH)
OH
11/13/2009 - 02/18/2010
PNC INVESTMENTS (LIBERTY TOWNSHIP OH)
OH
12/06/2007 - 11/13/2009
NATCITY INVESTMENTS, INC. (CINCINNATI OH)
OH
10/25/2006 - 11/28/2007
U.S. BANCORP INVESTMENTS, INC. (BOTKINS OH)
OH
03/01/2006 - 10/03/2006
PNC INVESTMENTS (CINCINNATI OH)
OH
01/24/2006 - 02/15/2006
KEY INVESTMENT SERVICES LLC (BROOKLYN OH)
OH
09/06/2005 - 01/03/2006
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
06/04/2003 - 09/09/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
IL
03/06/2003 - 05/13/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
11/14/2001 - 03/05/2003
FORT WASHINGTON BROKERAGE SERVICES, INC. (CINCINNATI OH)
BOTH
Issued 09/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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