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Daniel Brown

Transamerica Financial Advisors, Inc.

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About Daniel Brown

Daniel Brown is a financial advisor who has been in the industry since 2004. He currently works at Transamerica Financial Advisors, Inc. Daniel has experience in various firms, including Edward Jones, HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc. and Republic Financial Services Corporation. He has the Series 6, 7, 9, 10, 24, 63, 65 and 66 licenses and is registered with the state of New York. He is also registered in Pennsylvania and Georgia. Daniel's specializations include investment companies and variable contracts. He is a registered representative for Transamerica Financial Advisors, Inc. and provides investment advisory services to individuals. He has been in the industry for 19 years and has a strong track record of success.

Firm Information

Daniel Brown is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Daniel Brown’s Registration & Firm History

NY

10/03/2024 - Present

Transamerica Financial Advisors, Inc. (NEW YORK NY)

NY

07/21/2008 - 10/05/2010

EDWARD JONES (ROCKVILLE CENTRE NY)

NY

01/01/2005 - 05/14/2008

HSBC SECURITIES (USA) INC. (BROOKLYN NY)

NY

06/19/2000 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

03/23/1999 - 06/19/2000

REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)

NY

04/11/1996 - 03/19/1999

DIME SECURITIES, INC. (BROOKLYN NY)

NJ

10/30/1992 - 10/16/1995

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 12/29/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/06/2020

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 06/21/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/20/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/12/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/29/1999

Series 24 - General Securities Principal Examination

BC

Issued 04/11/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/18/2020

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/1996

Series 7 - General Securities Representative Examination

BC

Issued 10/28/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel Brown. Review regulatory record here.
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