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Daniel Brittan Baars

Vanguard Marketing Corp.

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About Daniel Brittan Baars

Daniel Brittan Baars is a registered representative with Vanguard Marketing Corp. located in Charlotte, North Carolina. Daniel has been in the industry since May 2020. Daniel holds FINRA Series 63, 7TO, and SIE licenses. Daniel is registered in 53 states and is currently active in all of them.

Firm Information

Daniel Baars is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Baars’s Registration & Firm History

NC

06/01/2020 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 06/12/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/01/2020

Series 7TO - General Securities Representative Examination

BC

Issued 01/31/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Daniel Brittan Baars. Review regulatory record here.
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