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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Brian Forman is a financial advisor with over 25 years of experience in the industry. Daniel has been registered with Morgan Stanley since January 2022, where Daniel works out of the West Conshohocken, PA branch office. Previously, Daniel was registered with UBS Financial Services Inc. from November 2008 to January 2022, Morgan Stanley & Co. Incorporated from April 2007 to December 2008, and Morgan Stanley DW Inc. from November 1996 to April 2007. Daniel holds Series 7, Series 31, Series 63, Series 65, and SIE licenses. Daniel specializes in providing financial planning, portfolio management, and asset allocation advice to high-net-worth individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
01/21/2022 - Present
Morgan Stanley (West Conshohocken PA)
PA
11/28/2008 - 01/28/2022
UBS FINANCIAL SERVICES INC. (CONSHOHOCKEN PA)
PA
04/02/2007 - 12/03/2008
MORGAN STANLEY & CO. INCORPORATED (PHILADELPHIA PA)
PA
11/25/1996 - 04/02/2007
MORGAN STANLEY DW INC. (PHILADELPHIA PA)
IA
Issued 12/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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