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Daniel Brent Vernon

THE Leaders Group, Inc.

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About Daniel Brent Vernon

Daniel Brent Vernon is a financial advisor with The Leaders Group, Inc., based in Littleton, CO. Daniel has been in the financial services industry since 2007. Daniel has a variety of licenses and registrations including Series 6, 7, 63, and 65. Daniel previously worked for Milliman Investment Management Services LLC, Riversource Distributors, Inc., Allstate Financial Services, LLC, Allstate Distributors, L.L.C., Hartford Equity Sales Company Inc., New England Securities, and Signator Investors, Inc.

Firm Information

Daniel Vernon is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Daniel Vernon’s Registration & Firm History

CO

02/01/2024 - Present

THE Leaders Group, Inc. (LITTLETON CO)

IL

08/12/2021 - 03/23/2023

MILLIMAN INVESTMENT MANAGEMENT SERVICES LLC (CHICAGO IL)

MN

12/15/2010 - 05/10/2021

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

CT

07/21/2010 - 11/22/2010

ALLSTATE FINANCIAL SERVICES, LLC (FARMINGTON CT)

IL

09/15/2009 - 03/03/2010

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

CT

07/01/2002 - 09/30/2003

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

NY

09/05/2000 - 03/29/2001

NEW ENGLAND SECURITIES (NEW YORK NY)

MA

12/18/1998 - 08/11/2000

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 01/15/2010

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/24/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2010

Series 7 - General Securities Representative Examination

BC

Issued 09/14/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Daniel Brent Vernon.
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