Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Brent Gangwish is a financial advisor with over 30 years of experience in the industry. Daniel currently works at Piper Sandler & Co. Daniel has held previous positions with Guggenheim Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, and UBS FINANCIAL SERVICES INC. Daniel has a wide range of experience in the financial industry, having worked with a variety of clients including state and municipal government entities. Daniel is licensed in Colorado and is registered with FINRA. Daniel's specializations include portfolio management for businesses and analytical reports/public finance consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
02/09/2016 - Present
Piper Sandler & Co. (DENVER CO)
CO
06/28/2011 - 03/24/2015
GUGGENHEIM SECURITIES, LLC (DENVER CO)
CA
03/16/2009 - 10/14/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LOS ANGELES CA)
CA
03/23/2005 - 10/14/2010
BANC OF AMERICA SECURITIES LLC (LOS ANGELES CA)
NJ
07/17/1990 - 04/15/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NA
01/25/1990 - 03/03/1990
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 07/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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