Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Brendon Goggin is a financial advisor at Oppenheimer & Co. Inc. with over 37 years of experience in the financial industry. Daniel has been registered as a Broker/Dealer in Connecticut since 2014. In addition to his Broker/Dealer registration, Daniel is also a registered Investment Advisor in Connecticut. Previously, Daniel was employed at BNP Paribas Securities Corp., Miller Tabak + Co., LLC, Citigroup Global Markets Inc., Salomon Brothers Inc., and Kidder, Peabody & Co. Incorporated. Daniel has a wide range of experience in the financial industry, including securities trading, investment banking, and financial planning. Daniel's primary focus is on providing financial advice to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CT
03/03/2015 - Present
Oppenheimer & Co. Inc. (STAMFORD CT)
NY
04/27/2012 - 02/24/2014
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/08/2009 - 03/29/2012
MILLER TABAK + CO., LLC (NEW YORK NY)
NY
11/28/1997 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/08/1992 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
03/22/1984 - 09/24/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 03/03/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1985
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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