Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Brendan Lacey is an active investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Daniel holds a Series 7TO, SIE and Series 66 securities license. Daniel has been a registered investment advisor representative since 2022. Prior to working at Merrill Lynch, Pierce, Fenner & Smith Inc., Daniel worked at DFPG INVESTMENTS, LLC. Daniel is registered to provide investment advice in Delaware, District of Columbia, Florida, Maryland, New Jersey, New York, Pennsylvania, Texas, Virginia and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
10/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BALTIMORE MD)
MD
04/15/2022 - 10/14/2022
DFPG INVESTMENTS, LLC (Mount Airy MD)
BOTH
Issued 5/26/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 1/15/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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