Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Graves is a financial professional with over 30 years of experience in the securities industry. Daniel is currently registered with DC Advisory in Washington, DC. Daniel is licensed to offer investment advice in New York. Daniel has previously held positions with Signal Hill Capital Group LLC, Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Salomon Brothers Inc. Daniel holds the Series 7, Series 24, Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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DC
03/01/2018 - Present
DC Advisory (Washington DC DC)
NY
04/02/2016 - 03/01/2018
SIGNAL HILL CAPITAL GROUP LLC (NEW YORK NY)
NY
09/10/2003 - 02/24/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/28/1997 - 05/05/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/27/1990 - 06/10/1994
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 09/26/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/25/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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