Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Daniel? Claim Your ProfileDaniel Rowe is a financial advisor with over 15 years of experience in the securities industry. He is a registered representative and principal with Stock Securities LLC. Daniel holds the Series 7, 24, 63, 79, 99TO, and SIE licenses and is registered in several states including California, Connecticut, New Jersey, New York, Ohio, Pennsylvania, Tennessee, and Utah. Daniel previously worked for SWORD SECURITIES CORPORATION in Stamford, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
09/15/2008 - Present
Stock Securities LLC (Princeton NJ)
CT
08/20/2007 - 05/28/2008
SWORD SECURITIES CORPORATION (STAMFORD CT)
BC
Issued 03/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/17/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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