linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Daniel Bernard Osullivan

Truist Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Daniel? Claim Your Profile

About Daniel Bernard Osullivan

Daniel Osullivan is a financial professional with over 18 years of experience in the industry. Daniel is currently registered with Truist Securities, Inc. and holds a Series 7, Series 24, Series 63, Series 86, and Series 87 licenses. Daniel has previously worked at FBR Capital Markets & Co., Lazard Capital Markets LLC, Kaufman Bros., L.P., Utendahl Capital Partners, L.P., and Sidoti & Company, LLC. Daniel is registered in New York and New Jersey.

Firm Information

Daniel Osullivan is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Daniel Osullivan’s Registration & Firm History

NY

04/11/2017 - Present

Truist Securities, Inc. (NEW YORK NY)

NY

10/22/2013 - 09/30/2016

FBR CAPITAL MARKETS & CO. (NEW YORK NY)

NY

02/29/2012 - 10/17/2013

LAZARD CAPITAL MARKETS LLC (NEW YORK NY)

NY

01/12/2011 - 02/06/2012

KAUFMAN BROS., L.P. (NEW YORK NY)

NY

11/04/2004 - 01/04/2010

UTENDAHL CAPITAL PARTNERS, L.P. (NEW YORK NY)

NY

02/14/2003 - 06/17/2004

SIDOTI & COMPANY, LLC (NEW YORK NY)

Not sure if Daniel Bernard Osullivan is right for you?

Licenses & Designations

BC

Issued 03/26/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/11/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/11/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/31/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/12/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Daniel Bernard Osullivan.
Not sure if Daniel Bernard Osullivan is right for you?